Unclaimed
C. J Hill is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Hendersonville, NC. C. J has been in the industry since May 2000 and has experience with both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/17/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HENDERSONVILLE NC)
NC
04/13/2017 - 05/17/2017
EDWARD JONES (ASHEVILLE NC)
NC
05/16/2003 - 03/13/2017
WELLS FARGO CLEARING SERVICES, LLC (ASHEVILLE NC)
WI
03/05/2002 - 08/15/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
MO
10/01/2000 - 02/14/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/17/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 07/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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