Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you C? Claim Your ProfileC H randolph Lyon is a Financial Advisor with Robert W. Baird & Co. Inc. C has been in the financial services industry since July 24, 1976, and has a long history of working with clients in the areas of Investment Banking, Equity Trading and Options. C H randolph Lyon holds Series 7, 9, 10, 24, 79, and SIE licenses and is a registered principal with Robert W. Baird & Co. Inc. C H randolph Lyon is also a registered representative with the firm, and is licensed to do business in the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
03/09/2006 - Present
Robert W. Baird & Co. Inc. (CHICAGO IL)
NY
07/11/2001 - 03/08/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/05/2001 - 04/04/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
03/09/1993 - 03/06/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/17/1974 - 04/04/1992
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/28/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/13/1974
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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