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C Christopher Stafford

Ashton Thomas Securities, LLC

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About C Christopher Stafford

C Christopher Stafford is a financial advisor with over 30 years of experience in the industry. Stafford has a strong track record of success in providing financial advice and investment management services to a wide range of clients. He is currently registered with Ashton Thomas Securities, LLC and Ashton Thomas Private Wealth, LLC. Stafford is committed to providing personalized and comprehensive financial solutions that meet the unique needs of each of his clients. Stafford's experience includes working with individuals, families, businesses and trusts.

Firm Information

C Stafford is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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C Stafford’s Registration & Firm History

NY

01/12/2024 - Present

Ashton Thomas Securities, LLC (ROCHESTER NY)

MA

09/06/2016 - 01/29/2024

RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)

MA

09/20/2005 - 09/06/2016

DEUTSCHE BANK SECURITIES INC. (BOSTON MA)

NY

10/25/1991 - 09/16/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/12/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for C Christopher Stafford. Review regulatory record here.
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