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C b tertius Downs

Morgan Stanley

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About C b tertius Downs

C b tertius Downs has been in the financial services industry for over 50 years. Downs is currently registered with Morgan Stanley and is located in Boston, Massachusetts. Previously, Downs was registered with firms including CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., and Shearson Hayden Stone Inc.. Downs holds a number of licenses and has passed the Series 7TO, Series 63, Series 10, Series 9, Series 8, Series 5, PC, and Series 1 exams. Downs has been a licensed agent in Massachusetts since 2009.

Firm Information

C b tertius Downs is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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C b tertius Downs’s Registration & Firm History

MA

06/01/2009 - Present

Morgan Stanley (Boston MA)

MA

07/31/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

NY

11/22/1977 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

11/17/1976 - 11/22/1977

SHEARSON HAYDEN STONE INC.

NA

11/08/1974 - 11/17/1976

SHEARSON HAYDEN STONE INC.

NA

06/15/1973 - 11/08/1974

HAYDEN STONE INC.

NA

04/03/1970 - 06/15/1973

H. HENTZ & CO., INC.

NA

06/30/1964 - 12/10/1971

WINSLOW, COHU & STETSON OF NEW YORK, INC.

NA

11/10/1969 - 04/30/1971

WEIS SECURITIES, INC.

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Licenses & Designations

BC

Issued 07/16/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/27/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/27/1970

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 5 - Interest Rate Options Examination

BC

Issued 06/10/1977

PC - AMEX Put and Call Exam

BC

Issued 02/04/1963

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for C b tertius Downs.
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