Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you C anthony? Claim Your ProfileC anthony Diclemente is a financial advisor at Wells Fargo Clearing Services, LLC. C anthony Diclemente has been in the financial industry since 1996. C anthony Diclemente has worked at a number of firms during their career, including Refco Securities, LLC, CSFBDIRECT, INC., and Waterhouse Securities, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/29/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
NJ
02/28/2006 - 01/22/2020
WELLS FARGO CLEARING SERVICES, LLC (SHORT HILLS NJ)
NY
07/30/2001 - 11/17/2005
REFCO SECURITIES, LLC (NEW YORK NY)
NJ
02/16/1999 - 05/21/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NE
10/26/1995 - 01/04/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CO
02/24/1995 - 03/31/1995
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
IA
Issued 09/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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