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Byung-ju Kim

Southeast Investments, N.c., Inc.

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About Byung-ju Kim

Byung-ju Kim is a registered representative with Southeast Investments, N.c., Inc. Byung-ju Kim has over 17 years of experience in the financial services industry. Byung-ju Kim has been registered with FINRA since May 2001 and is currently registered in California, New Jersey, and Pennsylvania. Byung-ju Kim holds the Series 66, SIE, and Series 7 licenses. Byung-ju Kim has previously been employed by SAGEPOINT FINANCIAL, INC., METLIFE SECURITIES INC., ING FINANCIAL PARTNERS, INC., and AXA ADVISORS, LLC.

Firm Information

Byung-ju Kim is currently registered with Southeast Investments, N.c., Inc.. Southeast Investments, N.c., Inc. is a Corporation that was formed on December 6, 1996. They are a registered investment advisor with the SEC and all 51 states. They provide financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They also offer wrap fee program participation.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Offer products as a b/d on a commission basis

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Byung-ju Kim’s Registration & Firm History

NC

08/17/2018 - Present

Southeast Investments, N.c., Inc. (CHARLOTTE NC)

PA

03/02/2015 - 12/04/2017

SAGEPOINT FINANCIAL, INC. (ALLENTOWN PA)

NJ

01/24/2014 - 11/06/2014

METLIFE SECURITIES INC. (FAIRFIELD NJ)

PA

06/08/2010 - 09/11/2013

ING FINANCIAL PARTNERS, INC. (EASTON PA)

NJ

05/15/2001 - 10/27/2009

AXA ADVISORS, LLC (FORT LEE NJ)

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Licenses & Designations

BOTH

Issued 05/29/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Byung-ju Kim. Review regulatory record here.
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