Unclaimed
Byron Woodward Harris is a financial advisor with over 20 years of experience in the industry. Byron is currently registered with Stifel, Nicolaus & Company, Inc. in Richmond, Virginia, and has a wide range of experience in the financial services industry. Byron's career began in 2002 at CIBC World Markets Corp., where he worked for over a year. Byron then moved to Oppenheimer & Co. Inc. and worked there for another year before moving to Anderson & Strudwick, Incorporated. From there, Byron moved to Stone & Youngberg LLC, where he worked for over 5 years before moving to Stifel, Nicolaus & Company, Inc. in 2011. Byron specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (RICHMOND VA)
VA
05/15/2006 - 11/02/2011
STONE & YOUNGBERG LLC (RICHMOND VA)
VA
09/18/2003 - 05/12/2006
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
NY
01/03/2003 - 09/26/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/30/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 10/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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