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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Byron? Claim Your ProfileByron Sheffield is an active investment advisor representative registered with UBS Financial Services Inc. since August 2015. Byron has been in the financial industry since September 13, 1984. Before joining UBS Financial Services Inc. Byron was registered with WELLS FARGO ADVISORS, LLC, CROWELL, WEEDON & CO., CIGNA SECURITIES, INC., SHEARSON LEHMAN HUTTON INC., FIRST AFFILIATED SECURITIES, INC. and M.L. STERN & CO. INC. Byron's professional designations include Series 7, Series 8, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/26/2015 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CA
07/26/2006 - 09/01/2015
WELLS FARGO ADVISORS, LLC (LAGUNA BEACH CA)
CA
11/04/1991 - 08/11/2006
CROWELL, WEEDON & CO. (NEWPORT BEACH CA)
PA
06/05/1990 - 01/29/1991
CIGNA SECURITIES, INC. (RADNOR PA)
NY
06/20/1988 - 10/11/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/03/1986 - 06/25/1988
FIRST AFFILIATED SECURITIES, INC.
NA
04/19/1983 - 01/11/1986
M.L. STERN & CO. INC.
IA
Issued 10/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/28/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/24/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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