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Byron Sutton

Fidelity Brokerage Services LLC

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About Byron Sutton

Byron Sutton is a financial professional with over 18 years of experience in the industry. Currently, Byron is registered with Fidelity Brokerage Services LLC and National Financial Services LLC, and has been with Fidelity Brokerage Services LLC since 2012. Byron holds Series 7, Series 63, and Series 65 licenses. Byron is licensed in 53 states. Prior to joining Fidelity Brokerage Services LLC, Byron was employed with Ameriprise Financial Services, Inc.

Firm Information

Byron Sutton is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Byron Sutton’s Registration & Firm History

TX

01/27/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

08/06/2012 - 02/20/2018

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

04/17/2006 - 07/16/2012

AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)

MN

04/06/2004 - 01/27/2006

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

04/06/2004 - 01/27/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 10/03/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/09/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Byron Sutton.
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