Unclaimed
Byron Robert Braun is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Byron has been in the industry since 1978, and has held a number of roles in the financial services industry. Byron has also worked at Paine Webber Incorporated, Lehman Brothers Inc., Salomon Smith Barney Inc., First Union Capital Markets Corp., and Wachovia Securities, LLC. Byron is registered with the state of Indiana, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/29/2016 - Present
Wells Fargo Advisors Financial Network, LLC (FORT WAYNE IN)
MO
10/01/1999 - 07/09/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
09/25/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
07/31/1993 - 10/09/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/05/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/31/1980 - 08/15/1988
PAINEWEBBER INCORPORATED
NA
09/25/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 03/20/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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