Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Byron? Claim Your ProfileByron Smith is an investment advisor representative with Vanguard Advisers, Inc. with over 20 years of experience in the financial services industry. Byron is a Registered Representative and Investment Advisor Representative with the state of Arizona and is also registered as an Investment Advisor Representative with the state of Texas. Byron has a broad range of experience, having previously worked with firms such as Pruco Securities, LLC., Farmers Financial Solutions, LLC, and VALIC Financial Advisors, Inc.. Byron holds Series 6, 7, 31, 63, 65, and 66 licenses and is currently working with Vanguard Advisers, Inc., located in Scottsdale, Arizona. Byron Smith's primary business activities include financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/29/2021 - Present
Vanguard Advisers, Inc. (Scottsdale AZ)
AZ
11/06/2019 - 09/15/2021
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
02/26/2015 - 12/21/2018
FARMERS FINANCIAL SOLUTIONS, LLC (FLAGSTAFF AZ)
AZ
06/26/2012 - 02/25/2015
VALIC FINANCIAL ADVISORS, INC. (PHOENIX AZ)
CA
04/17/2009 - 12/01/2011
CUSO FINANCIAL SERVICES, L.P. (SAN LEANDRO CA)
CA
02/06/2008 - 04/20/2009
TD AMERITRADE, INC. (WALNUT CREEK CA)
CA
10/30/2007 - 02/04/2008
ALLSTATE FINANCIAL SERVICES, LLC (CONCORD CA)
CA
10/05/2005 - 12/20/2006
BRECEK & YOUNG ADVISORS, INC. (LAFAYETTE CA)
MI
01/07/2005 - 10/07/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CA
10/18/2001 - 12/17/2004
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
CA
04/26/2001 - 09/17/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
04/13/1998 - 05/15/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
02/19/1998 - 04/13/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 10/28/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Byron Smith is the right advisor for you? Invested Better is here to help.
