Unclaimed
Byron Lamonte Smith is a registered representative with Tradeweb Direct LLC. Byron has been in the securities industry since 2010. Prior to joining Tradeweb Direct LLC, Byron held positions with Tradeweb L.L.C, Dealerweb Inc. and Tradition Asiel Securities Inc. Byron holds a Series 63, Series 7 and SIE licenses. Byron is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2019 - Present
Tradeweb Direct LLC (GARDEN CITY NY)
NY
09/19/2016 - 09/19/2019
TRADEWEB L.L.C (NEW YORK NY)
NY
04/24/2012 - 09/19/2019
DEALERWEB INC. (NEW YORK NY)
NY
08/30/2010 - 04/18/2012
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
BC
Issued 09/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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