Invested Better
Unclaimed

Unclaimed

Unclaimed

Byron Lamonte Smith

Tradeweb Direct LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Byron? Claim Your Profile

About Byron Lamonte Smith

Byron Lamonte Smith is a registered representative with Tradeweb Direct LLC. Byron has been in the securities industry since 2010. Prior to joining Tradeweb Direct LLC, Byron held positions with Tradeweb L.L.C, Dealerweb Inc. and Tradition Asiel Securities Inc. Byron holds a Series 63, Series 7 and SIE licenses. Byron is registered in New York and New Jersey.

Firm Information

Byron Smith is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Byron Smith’s Registration & Firm History

NY

09/19/2019 - Present

Tradeweb Direct LLC (GARDEN CITY NY)

NY

09/19/2016 - 09/19/2019

TRADEWEB L.L.C (NEW YORK NY)

NY

04/24/2012 - 09/19/2019

DEALERWEB INC. (NEW YORK NY)

NY

08/30/2010 - 04/18/2012

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

Not sure if Byron Lamonte Smith is right for you?

Licenses & Designations

BC

Issued 09/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Byron Lamonte Smith.
Not sure if Byron Lamonte Smith is right for you?