Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Byron? Claim Your ProfileByron Kauffman is a financial advisor with over 30 years of experience in the industry. Byron is currently registered with LPL Financial LLC, where Byron has been employed since December 2018. Prior to LPL Financial LLC, Byron was previously employed by Signator Investors, Inc., Signator Financial Services, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, MONY Securities Corp., The Mutual Life Insurance Company of New York, Manequity, Inc., and Robert W. Baird & Co. Incorporated. Byron is licensed to sell securities in Indiana. Byron holds the Series 63, SIE, and Series 7 licenses. Byron's areas of expertise include 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
12/17/2018 - Present
LPL Financial LLC (WARSAW IN)
IN
08/19/2014 - 10/01/2018
SIGNATOR INVESTORS, INC. (MISHAWAKA IN)
IN
02/20/2001 - 07/31/2014
SIGNATOR FINANCIAL SERVICES, INC. (NORTH MANCHESTER IN)
NY
05/03/1999 - 03/14/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/19/1992 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
09/13/1990 - 09/22/1992
MONY SECURITIES CORP. (NEW YORK NY)
NY
09/13/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
MA
12/27/1985 - 08/09/1990
MANEQUITY, INC. (BOSTON MA)
NA
09/25/1984 - 09/12/1985
ROBERT W. BAIRD & CO. INCORPORATED
BC
Issued 02/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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