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Byron Bert Barkley

Wilson-Davis & CO., Inc.

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About Byron Bert Barkley

Byron Barkley has been in the securities industry since September 23, 1969. Byron is currently registered with Wilson-Davis & CO., Inc., and is licensed in California, Connecticut, New York, and Utah. Byron holds the following licenses: Series 1, Series 63, Series 55, Series 24, Series 7TO, Series 57TO, Series 79TO and Series 99TO.

Firm Information

Byron Barkley is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Byron Barkley’s Registration & Firm History

UT

09/24/1969 - Present

Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 04/02/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/03/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Byron Bert Barkley. Review regulatory record here.
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