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Buster Shepherd

Cetera Investment Advisers LLC

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About Buster Shepherd

Buster Shepherd is a financial advisor with Cetera Investment Advisers LLC, located in COLORADO SPRINGS, CO. Buster has been in the industry since 1982 and has a strong track record of providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Buster is registered in 23 states, and holds a Series 6, 7, 24, 26, 63, and 65 licenses. Buster is committed to providing his clients with personalized financial advice and guidance, and is dedicated to helping them achieve their financial goals.

Firm Information

Buster Shepherd is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

COLORADO SPRINGS, CO

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Buster Shepherd’s Registration & Firm History

CO

06/29/2023 - Present

Cetera Investment Advisers LLC (COLORADO SPRINGS CO)

CO

11/30/2005 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)

MI

06/08/2005 - 10/31/2005

SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)

AZ

10/01/2002 - 12/31/2004

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

TX

07/07/1981 - 10/01/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

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Licenses & Designations

IA

Issued 12/1/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 2/3/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/16/2007

Series 24 - General Securities Principal Examination

BC

Issued 3/30/1988

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2006

Series 7 - General Securities Representative Examination

BC

Issued 6/12/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Buster Shepherd. Review regulatory record here.
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