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Burton Jay Bloch

Maxim Group LLC

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About Burton Jay Bloch

Burton Bloch has been in the financial services industry since January 24, 1984. Burton is currently registered with Maxim Group LLC and holds the Series 7, Series 52, Series 53, and SIE licenses. Burton was previously registered with Investec Ernst & Company, Herzog, Heine, Geduld, Inc., Gruntal & Co., L.L.C., Josephthal & Co., Inc., J. T. Moran & Co., Inc., Hanifen, Imhoff Securities Corp., Moore & Schley, Cameron & Co., Dean Witter Reynolds Inc., McLaughlin, Piven, Vogel Inc., and M V Securities, Inc. Inc. Burton has been registered in Connecticut, Florida, Nevada, New Jersey, New York, Puerto Rico and Virginia.

Firm Information

Burton Bloch is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Burton Bloch’s Registration & Firm History

NY

10/23/2002 - Present

Maxim Group LLC (NEW YORK NY)

NY

01/31/2001 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

08/10/1998 - 01/31/2001

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

NY

09/03/1991 - 08/13/1998

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NA

01/22/1990 - 09/03/1991

JOSEPHTHAL & CO., INC.

NA

02/02/1989 - 01/30/1990

J. T. MORAN & CO., INC.

NA

01/02/1990 - 01/27/1990

HANIFEN, IMHOFF SECURITIES CORP.

NA

11/04/1989 - 01/02/1990

MOORE & SCHLEY, CAMERON & CO.

NA

09/15/1987 - 02/06/1989

DEAN WITTER REYNOLDS INC.

NA

03/13/1984 - 09/24/1987

MCLAUGHLIN, PIVEN, VOGEL INC.

NA

01/25/1984 - 03/14/1984

M V SECURITIES, INC. INC.

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Licenses & Designations

BC

Issued 03/19/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

BC

Issued 01/24/1984

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Burton Jay Bloch.
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