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Burt Stanley Hochstein

J.h. Darbie & CO., Inc.

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About Burt Stanley Hochstein

Burt Stanley Hochstein is a financial professional with over 30 years of experience in the securities industry. Burt is currently registered with J.h. Darbie & Co., Inc., and previously held positions at firms such as LEGEND SECURITIES, INC., POND EQUITIES, and PRUDENTIAL SECURITIES INCORPORATED. His expertise spans a range of investment strategies and services, and he holds Series 3, 7, 24, and 63 licenses. Burt is dedicated to providing sound financial advice and guiding clients towards their investment goals.

Firm Information

Burt Hochstein is currently registered with J.h. Darbie & CO., Inc.. J.h. Darbie & CO., Inc. is a Corporation registered with the SEC and in 46 states. Founded in June 1997, the firm offers advisory services including portfolio management for individuals and selection of other advisors. They also participate in wrap fee programs. They have approximately 9 employees, including licensed agents, investment advisor representatives, and registered representatives. The firm's website is HTTP://WWW.JHDARBIE.COM.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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subadvisory and solicitations

Subadvisory and solicitations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Subadvisory and solicitations

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Burt Hochstein’s Registration & Firm History

NY

12/02/2016 - Present

J.h. Darbie & CO., Inc. (NEW YORK NY)

NY

10/23/2008 - 12/07/2016

LEGEND SECURITIES, INC. (BKLYN NY)

NY

07/25/2000 - 11/10/2008

POND EQUITIES (BROOKLYN NY)

NY

05/07/2002 - 12/19/2003

LIVINGSTON CAPITAL INVESTORS, LLC (CEDARHURST NY)

NY

01/03/2001 - 01/15/2003

BRIARCLIFF CAPITAL CORP. (NEW YORK NY)

NY

07/19/1999 - 07/20/2000

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

01/22/1997 - 07/13/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

01/22/1993 - 01/15/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

01/01/1988 - 02/03/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/20/1990 - 11/27/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/08/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/1988

Series 3 - National Commodity Futures Examination

BC

Issued 12/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Burt Stanley Hochstein. Review regulatory record here.
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