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Burke Quentin Smith

Houlihan Lokey Capital, Inc.

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About Burke Quentin Smith

Burke Quentin Smith is a registered representative and investment banking professional with over two decades of experience in the financial services industry. Burke is currently affiliated with Houlihan Lokey Capital, Inc., a leading global investment bank. Prior to joining Houlihan Lokey, Burke held positions at CAPSTONE PARTNERS, HEADWATERS BD, LLC, UBS Securities LLC, CREDIT SUISSE FIRST BOSTON CORPORATION, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and WASSERSTEIN PERELLA & CO., INC. Burke's expertise spans a range of financial services, including investment banking, securities trading, and financial advisory. Burke holds a Series 7, 63, 79, and SIE license.

Firm Information

Burke Smith is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Burke Smith’s Registration & Firm History

NY

10/03/2022 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

CO

05/15/2018 - 09/12/2022

CAPSTONE PARTNERS (Denver CO)

CO

12/09/2014 - 11/14/2018

HEADWATERS BD, LLC (DENVER CO)

NY

06/15/2004 - 12/06/2004

UBS SECURITIES LLC (NEW YORK NY)

NY

05/22/2001 - 08/08/2003

UBS SECURITIES LLC (NEW YORK NY)

NY

12/18/2000 - 03/05/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

02/20/1998 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

08/20/1996 - 03/09/1998

WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Burke Quentin Smith.
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