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Burke Frost Hayes

Compass Point Research & Trading, LLC

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About Burke Frost Hayes

Burke Frost Hayes is a registered representative with Compass Point Research & Trading, LLC, in Washington, DC, and has been in the securities industry since April 21, 1999. Hayes holds Series 7, 24, 63, 79TO and SIE licenses. Hayes is also registered in 12 states including California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, New York, North Carolina, Pennsylvania, Texas, and Virginia. Hayes was previously registered with FBR CAPITAL MARKETS & CO. in Arlington, Virginia.

Firm Information

Burke Hayes is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Burke Hayes’s Registration & Firm History

DC

09/07/2011 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

VA

04/22/1999 - 10/03/2011

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

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Licenses & Designations

BC

Issued 07/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Burke Frost Hayes.
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