Unclaimed
Burke Frost Hayes is a registered representative with Compass Point Research & Trading, LLC, in Washington, DC, and has been in the securities industry since April 21, 1999. Hayes holds Series 7, 24, 63, 79TO and SIE licenses. Hayes is also registered in 12 states including California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, New York, North Carolina, Pennsylvania, Texas, and Virginia. Hayes was previously registered with FBR CAPITAL MARKETS & CO. in Arlington, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
09/07/2011 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
VA
04/22/1999 - 10/03/2011
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
BC
Issued 07/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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