Unclaimed
Bungo Miura is a registered representative with Smbc Nikko Securities America, Inc. based in New York, NY. Bungo Miura has been in the securities industry since September 1, 2007 and has a Series 7, 24, 63, 79, 87 and SIE. Bungo Miura is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/25/2015 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/09/2019 - 08/01/2019
SMBC NIKKO SECURITIES CANADA, LTD. (NEW YORK NY)
NY
11/29/2005 - 05/23/2013
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 05/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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