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Bungo Miura

Smbc Nikko Securities America, Inc.

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About Bungo Miura

Bungo Miura is a registered representative with Smbc Nikko Securities America, Inc. based in New York, NY. Bungo Miura has been in the securities industry since September 1, 2007 and has a Series 7, 24, 63, 79, 87 and SIE. Bungo Miura is registered in New York.

Firm Information

Bungo Miura is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bungo Miura’s Registration & Firm History

NY

02/25/2015 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

05/09/2019 - 08/01/2019

SMBC NIKKO SECURITIES CANADA, LTD. (NEW YORK NY)

NY

11/29/2005 - 05/23/2013

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There is public disclosure for Bungo Miura. Review regulatory record here.
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