Unclaimed
Buffy Mangus is an investment advisor representative with Cary Street Partners, and has been active in the financial industry since 2009. Buffy has been registered with the state of Virginia and FINRA since September 2022. Buffy's previous employers include Equity Services, Inc. and AXA Advisors, LLC. Buffy holds Series 66, Series 7, and SIE licenses and holds a Bachelor of Arts Degree from Virginia Tech. Buffy coaches softball for the Roanoke County Schools.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing with certain third parties
1
2
VA
09/15/2022 - Present
Cary Street Partners (Roanoke VA)
VA
11/25/2019 - 04/13/2021
EQUITY SERVICES, INC. (ROANOKE VA)
VA
02/12/2013 - 12/31/2017
EQUITY SERVICES, INC. (ROANOKE VA)
VA
06/30/2005 - 02/24/2011
AXA ADVISORS, LLC (ROANOKE VA)
BOTH
Issued 05/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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