Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Buffy? Claim Your ProfileBuffy Moldenhauer is an Investment Advisor Representative registered with Allspring Funds Management, LLC. Buffy is based in Menomonee Falls, WI. Buffy has been in the industry since 1994. Buffy has a Series 7, Series 63, and Series 65 license. Buffy has held previous positions with STRONG INVESTMENTS, INC., AXA ADVISORS, LLC, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQ FINANCIAL CONSULTANTS, INC., and EDWARD D. JONES & CO., L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
WI
12/22/2016 - Present
Allspring Funds Management, LLC (Menomonee Falls WI)
WI
01/16/2002 - 04/11/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NY
04/29/1997 - 01/25/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/29/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
04/23/1997 - 05/15/1997
EQ FINANCIAL CONSULTANTS, INC.
NA
04/23/1997 - 05/15/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
MO
11/30/1994 - 04/23/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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