Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Budd? Claim Your ProfileBudd Lee Black is a financial advisor with over 10 years of experience in the industry. Budd is currently registered with Fidelity Brokerage Services LLC in Durham, NC. Previously, Budd worked with NYLIFE Securities LLC. Budd holds Series 6, 7, 9, 10, 24, 63, and 66 securities licenses as well as the SIE exam. Budd's registrations are active in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/28/2011 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
UT
04/19/2010 - 01/10/2011
NYLIFE SECURITIES LLC (HURRICANE UT)
BOTH
Issued 02/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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