Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bud? Claim Your ProfileBud Nicol has been providing financial guidance for over 28 years and currently works with SPC. Bud has a broad range of experience in the financial industry, and is a licensed professional in 29 states and holds the Series 6, 62, and 63 securities licenses. In addition to securities, Bud also works with clients on various lines of insurance, including fixed annuities, health insurance, term life, whole life and fixed index annuities through various insurance companies. Bud has a proven track record of providing financial advice to a wide range of clients, including individuals, families, businesses, and non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
08/27/2018 - Present
SPC (ANN ARBOR MI)
FL
09/21/2011 - 09/26/2012
STERNE AGEE FINANCIAL SERVICES, INC. (INDIALANTIC FL)
FL
02/26/1999 - 09/21/2011
SIGMA FINANCIAL CORPORATION (INDIALANTIC FL)
FL
02/19/1999 - 03/05/1999
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CT
04/10/1997 - 02/03/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WI
08/23/1996 - 04/15/1997
SECURA INVESTMENTS, INC. (APPLETON WI)
IA
07/27/1995 - 04/01/1996
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
GA
05/15/1995 - 07/28/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
AZ
10/12/1994 - 04/11/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
04/21/1994 - 10/17/1994
PFS INVESTMENTS INC. (DULUTH GA)
NJ
11/17/1993 - 03/09/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/26/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2016
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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