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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryon? Claim Your ProfileBryon W. Smith is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Bryon has over 10 years of experience in the financial services industry. Bryon has a strong track record of providing investment advice and wealth management services to individuals, families, and businesses. Bryon is a registered representative with FINRA and holds the Series 3, 7, 9, 10, and 66 licenses. Bryon is also a registered investment advisor in California and Texas. Bryon is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTLAKE VILLAGE CA)
CA
10/04/2023 - 03/13/2024
M. S. HOWELLS & CO. (CALABASAS CA)
CA
09/03/2020 - 11/04/2021
RBC CAPITAL MARKETS, LLC (EL SEGUNDO CA)
CA
05/21/2020 - 09/15/2020
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
CA
07/10/2015 - 05/13/2020
MORGAN STANLEY (LOS ANGELES CA)
CA
02/19/2014 - 07/07/2015
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
BOTH
Issued 05/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2015
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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