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Bryon Key

Axos Clearing LLC

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About Bryon Key

Bryon Key is a financial advisor who has been in the industry since May 7, 2006. Bryon is currently registered with Axos Clearing LLC in Centennial, Colorado. Bryon has previously worked at E*TRADE SECURITIES LLC, TCADVISORS NETWORK INC., J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., and JANUS DISTRIBUTORS, INC. Bryon holds Series 6, 7, and 63 licenses as well as the SIE exam.

Firm Information

Bryon Key is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryon Key’s Registration & Firm History

CO

08/13/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

07/29/2019 - 12/31/2020

E*TRADE SECURITIES LLC (Centennial CO)

CO

02/28/2014 - 04/09/2018

TCADVISORS NETWORK INC. (CENTENNIAL CO)

CO

05/06/2011 - 07/16/2012

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)

CO

01/13/2004 - 07/07/2010

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

01/25/2000 - 02/08/2002

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 02/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bryon Key.
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