Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryon? Claim Your ProfileBryon Botsford has been in the financial services industry since 2000. Bryon is a registered representative and investment advisor representative with Morgan Stanley and has been registered with the firm since 2020. Previously, Bryon was affiliated with Wells Fargo Clearing Services, LLC from 2014 to 2020. Bryon is licensed to conduct business in several states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/12/2020 - Present
Morgan Stanley (San Jose CA)
CA
09/25/2014 - 06/16/2020
WELLS FARGO CLEARING SERVICES, LLC (PALO ALTO CA)
CA
05/20/2010 - 08/26/2014
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
CA
09/22/2008 - 05/26/2010
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
04/06/2008 - 09/22/2008
LEHMAN BROTHERS INC. (MENLO PARK CA)
CA
12/01/2002 - 02/28/2008
UST SECURITIES CORP. (MENLO PARK CA)
NY
08/24/2001 - 12/01/2002
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
CA
04/10/1997 - 07/22/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 07/07/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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