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Bryon Francis Walker

Advisors Asset Management, Inc.

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About Bryon Francis Walker

Bryon Francis Walker is a financial advisor with Advisors Asset Management, Inc. based in Princeton, NJ. Bryon has over 25 years of experience in the financial services industry. He is a Series 7 and Series 63 licensed advisor, and also holds the Series 65 and SIE licenses. Bryon has worked at several leading financial firms, including UBS Financial Services Inc., Victory Capital Advisors, Inc., BOSC, Inc., and American Century Investment Services Inc. Bryon specializes in providing portfolio management services for individuals, businesses and investment companies.

Firm Information

Bryon Walker is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bryon Walker’s Registration & Firm History

NJ

08/25/2023 - Present

Advisors Asset Management, Inc. (PRINCETON NJ)

MO

07/28/2022 - 04/11/2023

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MA

11/10/2017 - 07/15/2022

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)

ME

12/16/2014 - 10/17/2017

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CO

09/01/2011 - 12/31/2014

ALPS DISTRIBUTORS, INC. (DENVER CO)

MD

12/21/2009 - 08/23/2011

RYDEX DISTRIBUTORS, LLC (ROCKVILLE MD)

TX

07/18/2008 - 12/01/2009

BOSC, INC. (DALLAS TX)

OH

04/17/2006 - 05/31/2007

VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)

FL

07/12/2004 - 02/23/2006

UBS GLOBAL ASSET MANAGEMENT (US) INC. (PALM BEACH FL)

NJ

03/30/1998 - 07/29/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 04/24/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bryon Francis Walker.
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