Unclaimed
Brynne Vernon is a financial professional with over 6 years of experience in the industry. Brynne has a broad background in the financial services industry, having worked with several firms, including Capstone Headwaters, Goldman Sachs & Co. LLC, Wells Fargo Securities, LLC and BTMU Securities, Inc. Most recently, Brynne has been with Bofa Securities, Inc. since September 2021. Brynne is registered with FINRA and holds the Series 63, SIE and Series 79 licenses. Brynne holds a current Series 63 license and is currently registered in California. Brynne provides research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
09/08/2021 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CO
01/08/2020 - 05/18/2021
CAPSTONE HEADWATERS (Denver CO)
TX
06/18/2019 - 09/09/2019
GOLDMAN SACHS & CO. LLC (DALLAS TX)
TX
06/05/2017 - 02/23/2018
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
CA
06/13/2016 - 03/16/2017
BTMU SECURITIES, INC. (Los Angeles CA)
BC
Issued 07/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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