Unclaimed
Bryna Sullivan is a financial professional with over 10 years of experience in the industry. She is currently registered with National Financial Services LLC in Smithfield, Rhode Island. Bryna has a strong background in securities, having passed the Series 66, Series 63, Series 10, Series 9, SIE and Series 7 examinations. Her previous experience includes working at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
03/19/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
04/17/2012 - 02/20/2018
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 03/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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