Unclaimed
Bryce Tocquigny is a financial advisor registered with Janus Henderson Distributors US LLC in DENVER, CO. Bryce has been in the financial services industry since 2006. Bryce holds Series 66, Series 7, and Series 24 licenses and is registered in Colorado and California. Bryce has experience with NORTHSTAR SECURITIES, LLC and BEHRINGER SECURITIES LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/07/2020 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
10/05/2011 - 05/18/2018
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
TX
09/08/2008 - 10/03/2011
BEHRINGER SECURITIES LP (ADDISON TX)
TX
02/24/2006 - 02/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 03/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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