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Bryce Joseph Nucera

Keefe, Bruyette & Woods, Inc.

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About Bryce Joseph Nucera

Bryce Nucera is a registered representative with Keefe, Bruyette & Woods, Inc. based in Boston, Massachusetts. Bryce has been active in the securities industry since 1996. Prior to joining Keefe, Bruyette & Woods, Inc., Bryce held positions at several other firms, including J.P. Morgan Securities Inc., Chase Securities Inc., Hambrecht & Quist LLC, and Aetna Investment Services, Inc. Bryce is currently licensed to sell securities in 52 states and the District of Columbia.

Firm Information

Bryce Nucera is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryce Nucera’s Registration & Firm History

MA

04/12/2001 - Present

Keefe, Bruyette & Woods, Inc. (BOSTON MA)

NY

02/05/2001 - 04/09/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/01/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

06/23/1999 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

CT

08/25/1997 - 06/28/1999

AELTUS CAPITAL, INC (HARTFORD CT)

CT

06/28/1996 - 06/09/1997

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 01/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/15/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/27/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bryce Joseph Nucera.
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