Unclaimed
Bryce Creighton Legg is an active registered representative in the securities industry since November 1986. Legg is currently registered with Robert W. Baird & Co. Inc. and has been with the firm since April 2009. Previously, Legg was registered with CITIGROUP GLOBAL MARKETS INC. from February 2006 to May 2009 and with LEGG MASON WOOD WALKER, INCORPORATED from April 1990 to February 2006. Legg is also registered as an investment advisor representative in several states. Legg holds the Series 63, Series 65, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MD
08/14/2019 - Present
Robert W. Baird & Co. Inc. (Baltimore MD)
MD
02/21/2006 - 05/07/2009
CITIGROUP GLOBAL MARKETS INC. (TOWSON MD)
MD
04/02/1990 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/18/1986 - 04/12/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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