Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryce? Claim Your ProfileBryce Christopher Herman is a financial advisor registered with UBS Financial Services Inc. Bryce has been in the industry since 2001. Prior to joining UBS Financial Services Inc. in 2013, Bryce Herman worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Bryce holds Series 7, 31, 63 and 66 licenses and holds registrations in 19 states. Bryce is a Registered Representative of UBS Financial Services Inc., a subsidiary of UBS AG.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/01/2010 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
04/02/2007 - 12/01/2008
MORGAN STANLEY & CO. INCORPORATED (RANCHO SANTE FE CA)
CA
05/03/2002 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO SANTE FE CA)
NY
01/01/2001 - 03/12/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 08/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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