Unclaimed
Bryce Flaming is a financial advisor with UBS Financial Services Inc. Bryce is registered with the state of Kansas and has been in the financial industry since 1988. Bryce has a broad range of experience, including working with high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Bryce is also a member of the Board of Directors for Butler Rural Electric Cooperative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KS
02/10/2006 - Present
UBS Financial Services Inc. (WICHITA KS)
KS
07/01/2003 - 02/10/2006
WACHOVIA SECURITIES, LLC (WICHITA KS)
NY
01/11/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AR
10/23/1991 - 12/23/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
TX
08/29/1990 - 10/30/1991
RHODES SECURITIES, INC. (FT WORTH TX)
NY
02/16/1989 - 08/27/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/20/1988 - 01/30/1989
FIRM ONE SECURITIES, INCORPORATED
IA
Issued 05/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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