Unclaimed
Bryant Griffiths has been a registered investment advisor since 2004 and has held multiple positions in the financial services industry. Bryant is currently registered with Wells Fargo Clearing Services, LLC and has branch office locations in Seattle, Issaquah and Sammamish, Washington. Before joining Wells Fargo Clearing Services, Bryant was affiliated with J.P. Morgan Securities LLC. Bryant is a licensed investment advisor and has a number of certifications and licenses, including a Series 7, 63, 52TO, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/05/2016 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
10/01/2012 - 08/15/2016
J.P. MORGAN SECURITIES LLC (BELLEVUE WA)
WA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BELLEVUE WA)
OR
08/23/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (TIGARD OR)
MO
07/07/2004 - 01/25/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 07/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bryant Griffiths is the right advisor for you? Invested Better is here to help.