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Bryan Toma

State Street Global Advisors Funds Distributors, LLC

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About Bryan Toma

Bryan Toma is an active broker and investment advisor registered in 52 states. Bryan has been in the industry since 1996 and is currently employed by State Street Global Advisors Funds Distributors, LLC. Previously, Bryan worked for J.P. Morgan Institutional Investments Inc. and Franklin/Templeton Distributors, Inc. Bryan is a Series 6, 7, and 63 license holder as well as the SIE.

Firm Information

Bryan Toma is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan Toma’s Registration & Firm History

NY

01/18/2022 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NY

09/13/2019 - 12/22/2021

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

CA

12/13/2017 - 08/27/2019

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CA

01/03/2012 - 11/21/2017

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

03/02/2011 - 12/31/2011

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

MA

01/01/2007 - 01/03/2011

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NY

01/16/2001 - 07/14/2005

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

RI

11/10/1998 - 12/06/2000

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

GA

03/30/1998 - 08/19/1998

ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)

TX

05/24/1994 - 02/20/1998

A I M DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 09/30/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2002

Series 7 - General Securities Representative Examination

BC

Issued 05/23/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan Toma.
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