Unclaimed
Bryan Therriault is a securities professional with over 24 years of experience in the industry. He currently holds a Series 7, 24, 55, 57TO, 99TO, and SIE license and is registered with Cantor Fitzgerald & Co. in New York and Massachusetts. Previously, he was associated with Imperial Capital, LLC, Jefferies & Company, Inc., Lehman Brothers Inc., Tucker Anthony Cleary Gull, and Tucker Anthony Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/19/2021 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
10/03/2011 - 04/29/2021
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
06/15/2007 - 09/02/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
10/25/1999 - 06/21/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
WI
05/03/1999 - 07/08/1999
TUCKER ANTHONY CLEARY GULL (MILWAUKEE WI)
MA
04/22/1998 - 05/03/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 02/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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