Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Shawn Bales is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Bryan is a highly experienced advisor with over 20 years in the financial services industry. Prior to joining Fidelity Personal And Workplace Advisors, Bryan worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Bryan has a strong track record of providing financial advice and guidance to clients in a variety of areas, including retirement planning, college savings, and investment management. Bryan is committed to providing personalized service and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
09/05/2014 - 09/23/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SALT LAKE CITY UT)
UT
10/31/2008 - 09/03/2014
TRANSAMERICA INVESTORS SECURITIES CORPORATION (NORTH SALT LAKE UT)
UT
01/01/2008 - 10/23/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
09/06/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
RI
01/28/2005 - 09/08/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MI
02/14/2003 - 12/12/2003
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
RI
10/23/1998 - 01/29/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 01/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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