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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Steele is a registered investment advisor with UBS Financial Services Inc. with over 30 years of experience in the industry. Bryan has been with UBS Financial Services Inc. since November 2013, and previously worked for J.J.B. HILLIARD, W.L. LYONS, INC. in Louisville, Kentucky. Bryan Steele is registered in over 30 states and specializes in providing financial advice and planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
11/12/2010 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
KY
04/01/1997 - 02/04/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
09/21/1993 - 04/21/1997
QUICK & REILLY, INC. (NEW YORK NY)
SC
12/09/1991 - 06/09/1993
BROKERS EXCHANGE, INC. (COLUMBIA SC)
CA
11/21/1989 - 12/06/1989
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 04/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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