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Bryan Rodriguez

Aegis Capital Corp.

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About Bryan Rodriguez

Bryan Rodriguez is a registered representative with Aegis Capital Corp. Bryan has been in the industry since July 22, 2000. Bryan's experience includes working with Gunnallen Financial, Inc., Valley Forge Securities, Inc., and Magnum Securities of New York Inc. Bryan has successfully passed the Series 63, Series 7, and SIE exams. Bryan is registered with the following states: Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Bryan Rodriguez is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bryan Rodriguez’s Registration & Firm History

NY

02/19/2010 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

10/02/2001 - 03/02/2010

GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)

PA

12/23/2000 - 10/16/2001

VALLEY FORGE SECURITIES, INC . (ROSEMONT PA)

NY

09/21/2000 - 12/15/2000

MAGNUM SECURITIES OF NEW YORK INC. (NEW YORK NY)

FL

06/05/2000 - 08/10/2000

GUNNALLEN FINANCIAL, INC (TAMPA FL)

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Licenses & Designations

BC

Issued 07/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Bryan Rodriguez. Review regulatory record here.
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