Unclaimed
Bryan Roberts is a financial advisor who has been working in the industry since 2013. Bryan has been registered with Cetera Advisor Networks LLC since April 15, 2024 and holds Series 6, 7, and 63 licenses as well as the SIE exam. Bryan previously worked for NYLIFE Securities LLC from March 30, 2023 to April 12, 2024 and from October 25, 2011 to January 13, 2022. Bryan is registered to provide investment advice in California, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2024 - Present
Cetera Advisor Networks LLC (NEW YORK NY)
NY
03/30/2023 - 04/12/2024
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
10/25/2011 - 01/13/2022
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 09/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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