Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Smith is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Bryan has been in the financial services industry since 2001 and has been registered with Merrill Lynch since 2017. Prior to joining Merrill Lynch, Bryan was employed at Park Avenue Securities LLC, Susquehanna Financial Group, LLLP, Signal Hill Capital Group LLC, Wachovia Capital Markets, LLC, and Thomas Weisel Partners LLC. Bryan has experience in various areas of the financial services industry, including investment banking, equity trading, and investment management. Bryan holds Series 7, 55, 63, 57TO and SIE licenses, as well as the Uniform Investment Adviser Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/24/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTPORT CT)
NY
06/07/2016 - 03/16/2017
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
NY
07/22/2009 - 02/23/2016
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
MD
07/29/2008 - 07/22/2009
SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)
NY
03/20/2006 - 05/20/2008
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
CA
04/11/2001 - 03/13/2006
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
IA
Issued 12/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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