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Bryan Peter Ward

Alps Distributors, Inc.

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About Bryan Peter Ward

Bryan Ward has been in the financial services industry since December 29, 1998. Bryan currently is registered with Alps Distributors, Inc., and has been with the firm since November 17, 2023. Bryan has a strong background in the industry having worked for several firms in the past including Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Dillon, Read & Co. Inc. and Wolfe & Hurst Bond Brokers Inc.

Firm Information

Bryan Ward is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan Ward’s Registration & Firm History

CT

11/17/2023 - Present

Alps Distributors, Inc. (Stamford CT)

CT

12/01/2005 - 10/07/2020

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

04/04/2002 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/08/1997 - 02/20/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

CT

01/29/1996 - 07/08/1997

DILLON, READ & CO. INC. (STAMFORD CT)

NJ

06/28/1995 - 01/15/1996

WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/01/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/22/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/22/2022

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1996

Series 7 - General Securities Representative Examination

BC

Issued 06/27/1995

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan Peter Ward.
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