Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Duffy is a financial advisor with LPL Enterprise, LLC in Shelton, CT. Bryan has over 15 years of experience in the financial services industry. Bryan is a registered representative and investment advisor representative in Connecticut and is licensed to sell securities in Connecticut, Florida, Ohio and Rhode Island. Bryan specializes in providing financial planning, portfolio management and investment advice for individuals and businesses. Bryan is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
11/14/2024 - Present
LPL Enterprise, LLC (SHELTON CT)
CA
04/12/2018 - 01/31/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
09/07/2017 - 03/01/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (ALVISO CA)
CA
01/11/2012 - 11/10/2015
NGAM DISTRIBUTION, L.P. (San Francisco CA)
MA
11/03/2010 - 01/05/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
05/04/2006 - 01/04/2012
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
BOTH
Issued 08/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2016
Series 3 - National Commodity Futures Examination
BC
Issued 04/24/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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