Unclaimed
Bryan Hickel is a financial advisor with Commonwealth Financial Network, working out of their Santa Monica office. Bryan has been in the industry since 2008 and holds both Series 63 and 66 licenses. Bryan is a registered representative in 10 states including California, Florida, and New York. Prior to Commonwealth Financial Network, Bryan worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/24/2024 - Present
Commonwealth Financial Network (Santa Monica CA)
CA
09/08/2020 - 07/11/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CO
06/01/2010 - 07/17/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CO
07/15/2008 - 02/02/2010
WELLS FARGO INVESTMENTS, LLC (DENVER CO)
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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