Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bryan? Claim Your ProfileBryan Leon Fleming is a financial advisor at Wells Fargo Clearing Services, LLC, having joined the firm in 2016. Bryan has been in the financial services industry since 1988 and has a strong background in investment advising. Bryan holds a Series 63 and Series 65 license, as well as Series 3, Series 7 and SIE. Previously, Bryan was registered with Wachovia Securities, LLC from 1990 to 2007. Bryan has been registered in the states of Alabama, Alaska, Arizona, California, Colorado, Florida, Georgia, Hawaii, Mississippi, Missouri, Nevada, Oregon, Tennessee, Texas, Virginia and Washington. Bryan specializes in retirement planning, college savings, investment management and financial planning for individuals and families, and business owners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
01/09/2025 - Present
Wells Fargo Clearing Services, LLC (HONOLULU HI)
HI
09/04/1990 - 01/16/2007
WACHOVIA SECURITIES, LLC (HONOLULU HI)
NA
05/25/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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