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Bryan Lee Cummings

Canaccord Genuity LLC

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About Bryan Lee Cummings

Bryan Cummings is a financial professional with over 17 years of experience in the industry. Bryan is currently registered with Canaccord Genuity LLC, a financial services firm headquartered in New York, New York. Bryan has held previous roles at D.A. Davidson & Co., RBC Capital Markets, LLC, J.P. Morgan Securities Inc., and UBS Warburg LLC. Bryan holds a Series 7, Series 24, Series 63, and Series 79TO licenses. Bryan is currently registered in New York.

Firm Information

Bryan Cummings is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bryan Cummings’s Registration & Firm History

NY

01/19/2022 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

03/09/2015 - 12/02/2021

D.A. DAVIDSON & CO. (NEW YORK NY)

NY

12/16/2009 - 06/20/2013

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/01/2008 - 12/26/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/03/2004 - 06/02/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

06/05/2001 - 09/23/2002

UBS WARBURG LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bryan Lee Cummings.
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