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Bryan L Austin

Northwestern Mutual Investment Services, LLC

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About Bryan L Austin

Bryan Austin is a financial advisor with Northwestern Mutual Investment Services, LLC. Bryan has been in the financial services industry since February 22, 2000 and is licensed to provide financial advice in 38 states. Bryan Austin's experience includes roles at Robert W. Baird & Co. Incorporated. Bryan has also obtained several industry certifications, including the Series 6, 7, 9, 10, 63 and 66. The information provided on this site is not intended to be financial advice. Please contact Bryan Austin directly to discuss any financial matters.

Firm Information

Bryan Austin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bryan Austin’s Registration & Firm History

CO

02/23/2000 - Present

Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)

WI

02/23/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 06/26/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/29/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/26/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2003

Series 7 - General Securities Representative Examination

BC

Issued 02/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bryan L Austin.
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