Unclaimed
Bryan McMullen is a financial advisor registered with RBC Capital Markets, LLC. Bryan has been in the financial services industry since 2007. Bryan has a diverse background and is licensed in many states including Minnesota, New York and Texas. Bryan specializes in providing financial advice to a variety of clients, including individuals, families, businesses, and institutions. Bryan holds licenses for Series 4, 7, 9, 10, 24, 52, 53, and 66, along with the SIE. Bryan also holds licenses for a variety of investment products, such as stocks, bonds, mutual funds, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/26/2022 - Present
RBC Capital Markets, LLC (ST. PAUL MN)
MN
08/13/2009 - 05/04/2015
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
09/26/2007 - 08/11/2009
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
NY
02/05/2007 - 09/21/2007
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 09/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2021
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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